William H. McNeill
President of the Association, 1985
Presidential Address delivered December 27, 1985, at the AHA meeting in New York City. American Historical Review 91, no. 1 (February 1986): 1–10.
Mythistory, or Truth, Myth, History, and Historians
Myth and history are close kin inasmuch as both explain how things got to be the way they are by telling some sort of story. But our common parlance reckons myth to be false while history is, or aspires to be, true. Accordingly, a historian who rejects someone else’s conclusions calls them mythical, while claiming that his own views are true. But what seems true to one historian will seem false to another, so one historian’s truth becomes another’s myth, even at the moment of utterance.
A century and more ago, when history was first established as an academic discipline, our predecessors recognized this dilemma and believed they had a remedy. Scientific source criticism would get the facts straight, whereupon a conscientious and careful historian needed only to arrange the facts into a readable narrative to produce genuinely scientific history. And science, of course, like the stars above, was true and eternal, as Newton and Laplace had demonstrated to the satisfaction of all reasonable persons everywhere.
Yet, in practice, revisionism continued to prevail within the newly constituted historical profession, as it had since the time of Herodotus. For a generation or two, this continued volatility could be attributed to scholarly success in discovering new facts by diligent work in the archives; but early in this century thoughtful historians began to realize that the arrangement of facts to make a history involved subjective judgments and intellectual choices that had little or nothing to do with source criticism, scientific or otherwise.
In reacting against an almost mechanical vision of scientific method, it is easy to underestimate actual achievements. For the ideal of scientific history did allow our predecessors to put some forms of bias behind them. In particular, academic historians of the nineteenth century came close to transcending older religious controversies. Protestant and Catholic histories of post-Reformation Europe ceased to be separate and distinct traditions of learning—a transformation nicely illustrated in the Anglo-American world by the career of Lord Acton, a Roman Catholic who became Regius Professor of History at Cambridge and editor of the first Cambridge Modern History. This was a great accomplishment. So was the accumulation of an enormous fund of exact and reliable data through painstaking source criticism that allowed the writing of history in the western world to assume a new depth, scope, range, and precision as compared to anything possible in earlier times. No heir of that scholarly tradition should scoff at the faith of our predecessors, which inspired so much toiling in archives.
Yet the limits of scientific history were far more constricting than its devotees believed. Facts that could be established beyond all reasonable doubt remained trivial in the sense that they did not, in and of themselves, give meaning or intelligibility to the record of the past. A catalogue of undoubted and indubitable information, even if arranged chronologically, remains a catalogue. To become a history, facts have to be put together into a pattern that is understandable and credible; and when that has been achieved, the resulting portrait of the past may become useful as well—a font of practical wisdom upon which people may draw when making decisions and taking action.
Pattern recognition of the sort historians engage in is the chef d’oeuvre of human intelligence. It is achieved by paying selective attention to the total input of stimuli that perpetually swarm in upon our consciousness. Only by leaving things out, that is, relegating them to the status of background noise deserving only to be disregarded, can what matters most in a given situation become recognizable. Suitable action follows. Here is the great secret of human power over nature and over ourselves as well. Pattern recognition is what natural scientists are up to; it is what historians have always done, whether they knew it or not.
Only some facts matter for any given pattern. Otherwise, useless clutter will obscure what we are after: perceptible relationships among important facts. That and that alone constitutes an intelligible pattern, giving meaning to the world, whether it be the world of physics and chemistry or the world of interacting human groups through time, which historians take as their special domain. Natural scientists are ruthless in selecting aspects of available sensory inputs to pay attention to, disregarding all else. They call their patterns theories and inherit most of them from predecessors. But, as we now know, even Newton’s truths needed adjustment. Natural science is neither eternal nor universal; it is instead historical and evolutionary, because scientists accept a new theory only when the new embraces a wider range of phenomena or achieves a more elegant explanation of (selectively observed) facts than its predecessor was able to do.
No comparably firm consensus prevails among historians. Yet we need not despair. The great and obvious difference between natural scientists and historians is the greater complexity of the behavior historians seek to understand. The principal source of historical complexity lies in the fact that human beings react both to the natural world and to one another chiefly through the mediation of symbols. This means, among other things, that any theory about human life, if widely believed, will alter actual behavior, usually by inducing people to act as if the theory were true. Ideas and ideals thus become self-validating within remarkably elastic limits. An extraordinary behavioral motility results. Resort to symbols, in effect, loosened up the connection between external reality and human responses, freeing us from instinct by setting us adrift on a sea of uncertainty. Human beings thereby acquired a new capacity to err, but also to change, adapt, and learn new ways of doing things. Innumerable errors, corrected by experience, eventually made us lords of creation as no other species on earth has ever been before.
The price of this achievement is the elastic, inexact character of truth, and especially of truths about human conduct. What a particular group of persons understands, believes, and acts upon, even if quite absurd to outsiders, may nonetheless cement social relations and allow the members of the group to act together and accomplish feats otherwise impossible. Moreover, membership in such a group and participation in its sufferings and triumphs give meaning and value to individual human lives. Any other sort of life is not worth living, for we are social creatures. As such we need to share truths with one another, and not just truths about atoms, stars, and molecules but about human relations and the people around us.
Shared truths that provide a sanction for common effort have obvious survival value. Without such social cement no group can long preserve itself. Yet to outsiders, truths of this kind are likely to seem myths, save in those (relatively rare) cases when the outsider is susceptible to conversion and finds a welcome within the particular group in question.
The historic record available to us consists of an unending appearance and dissolution of human groups, each united by its own beliefs, ideals, and traditions. Sects, religions, tribes, and states, from ancient Sumer and Pharaonic Egypt to modern times, have based their cohesion upon shared truths—truths that differed from time to time and place to place with a rich and reckless variety. Today the human community remains divided among an enormous number of different groups, each espousing its own version of truth about itself and about those excluded from its fellowship. Everything suggests that this sort of social and ideological fragmentation will continue indefinitely.
Where, in such a maelstrom of conflicting opinions, can we hope to locate historical truth? Where indeed?
Before modern communications thrust familiarity with the variety of human idea-systems upon our consciousness, this question was not particularly acute. Individuals nearly always grew up in relatively isolated communities to a more or less homogeneous world view. Important questions had been settled long ago by prophets and sages, so there was little reason to challenge or modify traditional wisdom. Indeed there were strong positive restraints upon any would-be innovator who threatened to upset the inherited consensus.
To be sure, climates of opinion fluctuated, but changes came surreptitiously, usually disguised as commentary upon old texts and purporting merely to explicate the original meanings. Flexibility was considerable, as the modern practice of the U.S. Supreme Court should convince us; but in this traditional ordering of intellect, all the same, outsiders who did not share the prevailing orthodoxy were shunned and disregarded when they could not be converted. Our predecessors’ faith in a scientific method that would make written history absolutely and universally true was no more than a recent example of such a belief system. Those who embraced it felt no need to pay attention to ignoramuses who had not accepted the truths of “modern science.” Like other true believers, they were therefore spared the task of taking others’ viewpoints seriously or wondering about the limits of their own vision of historical truth.
But we are denied the luxury of such parochialism. We must reckon with multiplex, competing faiths—secular as well as transcendental, revolutionary as well as traditional—that resound amongst us. In addition, partially autonomous professional idea-systems have proliferated in the past century or so. Those most important to historians are the so-called social sciences—anthropology, sociology, political science, psychology, and economics—together with the newer disciplines of ecology and semeiology. But law, theology, and philosophy also pervade the field of knowledge with which historians may be expected to deal. On top of all this, innumerable individual authors, each with his own assortment of ideas and assumptions, compete for attention. Choice is everywhere; dissent turns into cacophonous confusion; my truth dissolves into your myth even before I can put words on paper.
The liberal faith, of course, holds that in a free marketplace of ideas, Truth will eventually prevail. I am not ready to abandon that faith, however dismaying our present confusion may be. The liberal experiment, after all, is only about two hundred and fifty years old, and on the appropriate world-historical time scale that is too soon to be sure. Still, confusion is undoubted. Whether the resulting uncertainty will be bearable for large numbers of people in difficult times ahead is a question worth asking. Iranian Muslims, Russian communists, and American sectarians (religious and otherwise) all exhibit symptoms of acute distress in face of moral uncertainties, generated by exposure to competing truths. Clearly, the will to believe is as strong today as at any time in the past; and true believers nearly always wish to create a community of the faithful, so as to be able to live more comfortably, insulated from troublesome dissent.
The prevailing response to an increasingly cosmopolitan confusion has been intensified personal attachment, first to national and then to subnational groups, each with its own distinct ideals and practices. As one would expect, the historical profession faithfully reflected and helped to forward these shifts of sentiment. Thus, the founding fathers of the American Historical Association and their immediate successors were intent on facilitating the consolidation of a new American nation by writing national history in a WASPish mold, while also claiming affiliation with a tradition of Western civilization that ran back through modern and medieval Europe to the ancient Greeks and Hebrews. This version of our past was very widely repudiated in the 1960s, but iconoclastic revisionists felt no need to replace what they attacked with any architectonic vision of their own. Instead, scholarly energy concentrated on discovering the history of various segments of the population that had been left out or ill-treated by older historians: most notably women, blacks, and other ethnic minorities within the United States and the ex-colonial peoples of the world beyond the national borders.
Such activity conformed to our traditional professional role of helping to define collective identities in ambiguous situations. Consciousness of a common past, after all, is a powerful supplement to other ways of defining who “we” are. An oral tradition, sometimes almost undifferentiated from the practical wisdom embodied in language itself, is all people need in a stable social universe where in-group boundaries are self-evident. But with civilization, ambiguities multiplied, and formal written history became useful in defining “us” versus “them.” At first, the central ambiguity ran between rulers and ruled. Alien conquerors who lived on taxes collected from their subjects were at best a necessary evil when looked at from the bottom of civilized society. Yet in some situations, especially when confronting natural disaster or external attack, a case could be made for commonality, even between taxpayers and tax consumers. At any rate, histories began as king lists, royal genealogies, and boasts of divine favor—obvious ways of consolidating rulers’ morale and asserting their legitimacy vis-a-vis their subjects.
Jewish history emphasized God’s power over human affairs, narrowing the gap between rulers and ruled by subjecting everybody to divine Providence. The Greeks declared all free men equal, subject to no one, but bound by a common obedience to law. The survival value of both these visions of the human condition is fairly obvious. A people united by their fear and love of God have an ever-present help in time of trouble, as Jewish history surely proves. Morale can survive disaster, time and again; internal disputes and differences diminish beneath the weight of a shared subjection to God. The Greek ideal of freedom under law is no less practical in the sense that willing cooperation is likely to elicit maximal collective effort, whether in war or peace.
Interplay between these two ideals runs throughout the history of Western civilization, but this is not the place to enter into a detailed historiographical analysis. Let me merely remark that our professional heritage from the liberal and nationalist historiography of the nineteenth century drew mainly on the Greek, Herodotean model, emphasizing the supreme value of political freedom within a territorially defined state.
World War I constituted a catastrophe for that liberal and nationalist vision of human affairs, since freedom that permitted such costly and lethal combat no longer seemed a plausible culmination of all historic experience. Boom, bust, and World War II did nothing to clarify the issue, and the multiplication of subnational historiographies since the 1950s merely increased our professional confusion.
What about truth amidst all this weakening of old certainties, florescence of new themes, and widening of sensibilities? What really and truly matters? What should we pay attention to? What must we neglect?
All human groups like to be flattered. Historians are therefore under perpetual temptation to conform to expectation by portraying the people they write about as they wish to be. A mingling of truth and falsehood, blending history with ideology, results. Historians are likely to select facts to show that we—whoever “we” may be—conform to our cherished principles: that we are free with Herodotus, or saved with Augustine, or oppressed with Marx, as the case may be. Grubby details indicating that the group fell short of its ideals can be skated over or omitted entirely. The result is mythical: the past as we want it to be, safely simplified into a contest between good guys and bad guys, “us” and “them.” Most national history and most group history is of this kind, though the intensity of chiaroscuro varies greatly, and sometimes an historian turns traitor to the group he studies by setting out to unmask its pretensions. Groups struggling toward self-consciousness and groups whose accustomed status seems threatened are likely to demand (and get) vivid, simplified portraits of their admirable virtues and undeserved sufferings. Groups accustomed to power and surer of their internal cohesion can afford to accept more subtly modulated portraits of their successes and failures in bringing practice into conformity with principles.
Historians respond to this sort of market by expressing varying degrees of commitment to, and detachment from, the causes they chronicle and by infusing varying degrees of emotional intensity into their pages through particular choices of words. Truth, persuasiveness, intelligibility rest far more on this level of the historians’ art than on source criticism. But, as I said at the beginning, one person’s truth is another’s myth, and the fact that a group of people accepts a given version of the past does not make that version any truer for outsiders.
Yet we cannot afford to reject collective self-flattery as silly, contemptible error. Myths are, after all, often self-validating. A nation or any other human group that knows how to behave in crisis situations because it has inherited a heroic historiographical tradition that tells how ancestors resisted their enemies successfully is more likely to act together effectively than a group lacking such a tradition. Great Britain’s conduct in 1940 shows how world politics can be redirected by such a heritage. Flattering historiography does more than assist a given group to survive by affecting the balance of power among warring peoples, for an appropriately idealized version of the past may also allow a group of human beings to come closer to living up to its noblest ideals. What is can move toward what ought to be, given collective commitment to a flattering self-image. The American civil rights movement of the fifties and sixties illustrates this phenomenon amongst us.
These collective manifestations are of very great importance. Belief in the virtue and righteousness of one’s cause is a necessary sort of self-delusion for human beings, singly and collectively. A corrosive version of history that emphasizes all the recurrent discrepancies between ideal and reality in a given group’s behavior makes it harder for members of the group in question to act cohesively and in good conscience. That sort of history is very costly indeed. No group can afford it for long.
On the other hand, myths may mislead disastrously. A portrait of the past that denigrates others and praises the ideals and practice of a given group naively and without restraint can distort a people’s image of outsiders so that foreign relations begin to consist of nothing but nasty surprises. Confidence in one’s own high principles and good intentions may simply provoke others to resist duly accredited missionaries of the true faith, whatever that faith may be. Both the United States and the Soviet Union have encountered their share of this sort of surprise and disappointment ever since 1917, when Wilson and Lenin proclaimed their respective recipes for curing the world’s ills. In more extreme cases, mythical, self-flattering versions of the past may push a people toward suicidal behavior, as Hitler’s last days may remind us.
More generally, it is obvious that mythical, self-flattering versions of rival groups’ pasts simply serve to intensify their capacity for conflict. With the recent quantum jump in the destructive power of weaponry, hardening of group cohesion at the sovereign state level clearly threatens the survival of humanity; while, within national borders, the civic order experiences new strains when subnational groups acquire a historiography replete with oppressors living next door and, perchance, still enjoying the fruits of past injustices.
The great historians have always responded to these difficulties by expanding their sympathies beyond narrow in-group boundaries. Herodotus set out to award a due meed of glory both to Hellenes and to the barbarians; Ranke inquired into what really happened to Protestant and Catholic, Latin and German nations alike. And other pioneers of our profession have likewise expanded the range of their sympathies and sensibilities beyond previously recognized limits without ever entirely escaping, or even wishing to escape, from the sort of partisanship involved in accepting the general assumptions and beliefs of a particular time and place.
Where to fix one’s loyalties is the supreme question of human life and is especially acute in a cosmopolitan age like ours when choices abound. Belonging to a tightly knit group makes life worth living by giving individuals something beyond the self to serve and to rely on for personal guidance, companionship, and aid. But the stronger such bonds, the sharper the break with the rest of humanity. Group solidarity is always maintained, at least partly, by exporting psychic frictions across the frontiers, projecting animosities onto an outside foe in order to enhance collective cohesion within the group itself. Indeed, something to fear, hate, and attack is probably necessary for the full expression of human emotions; and ever since animal predators ceased to threaten, human beings have feared, hated, and fought one another.
Historians, by helping to define “us” and “them,” play a considerable part in focusing love and hate, the two principal cements of collective behavior known to humanity. But myth making for rival groups has become a dangerous game in the atomic age, and we may well ask whether there is any alternative open to us.
In principle the answer is obvious. Humanity entire possesses a commonality which historians may hope to understand just as firmly as they can comprehend what unites any lesser group. Instead of enhancing conflicts, as parochial historiography inevitably does, an intelligible world history might be expected to diminish the lethality of group encounters by cultivating a sense of individual identification with the triumphs and tribulations of humanity as a whole. This, indeed, strikes me as the moral duty of the historical profession in our time. We need to develop an ecumenical history, with plenty of room for human diversity in all its complexity.
Yet a wise historian will not denigrate intense attachment to small groups. That is essential to personal happiness. In all civilized societies, a tangle of overlapping social groupings lays claim to human loyalties. Any one person may therefore be expected to have multiple commitments and plural public identities, up to and including membership in the human race and the wider DNA community of life on planet Earth. What we need to do as historians and as human beings is to recognize this complexity and balance our loyalties so that no one group will be able to command total commitment. Only so can we hope to make the world safer for all the different human groups that now exist and may come into existence.
The historical profession has, however, shied away from an ecumenical view of the human adventure. Professional career patterns reward specialization; and in all the well-trodden fields, where pervasive consensus on important matters has already been achieved, research and innovation necessarily concentrate upon minutiae. Residual faith that truth somehow resides in original documents confirms this direction of our energies. An easy and commonly unexamined corollary is the assumption that world history is too vague and too general to be true, that is, accurate to the sources. Truth, according to this view, is only attainable on a tiny scale when the diligent historian succeeds in exhausting the relevant documents before they exhaust the historian. But as my previous remarks have made clear, this does not strike me as a valid view of historical method. On the contrary, I call it naive and erroneous.
All truths are general. All truths abstract from the available assortment of data simply by using words, which in their very nature generalize so as to bring order to the incessantly fluctuating flow of messages in and messages out that constitutes human consciousness. Total reproduction of experience is impossible and undesirable. It would merely perpetuate the confusion we seek to escape. Historiography that aspires to get closer and closer to the documents—all the documents and nothing but the documents—is merely moving closer and closer to incoherence, chaos, and meaninglessness. That is a dead end for sure. No society will long support a profession that produces arcane trivia and calls it truth.
Fortunately for the profession, historians’ practice has been better than their epistemology. Instead of replicating confusion by paraphrasing the totality of relevant and available documents, we have used our sources to discern, support, and reinforce group identities at national, transnational, and subnational levels and, once in a while, to attack or pick apart a group identity to which a school of revisionists has taken a scunner.
If we can now realize that our practice already shows how truths may be discerned at different levels of generality with equal precision simply because different patterns emerge on different time-space scales, then, perhaps, repugnance for world history might diminish and a juster proportion between parochial and ecumenical historiography might begin to emerge. It is our professional duty to move toward ecumenicity, however real the risks may seem to timid and unenterprising minds.
With a more rigorous and reflective epistemology, we might also attain a better historiographical balance between Truth, truths, and myth. Eternal and universal Truth about human behavior is an unattainable goal, however delectable as an ideal. Truths are what historians achieve when they bend their minds as critically and carefully as they can to the task of making their account of public affairs credible as well as intelligible to an audience that shares enough of their particular outlook and assumptions to accept what they say. The result might best be called mythistory perhaps (though I do not expect the term to catch on in professional circles), for the same words that constitute truth for some are, and always will be, myth for others, who inherit or embrace different assumptions and organizing concepts about the world.
This does not mean that there is no difference between one mythistory and another. Some clearly are more adequate to the facts than others. Some embrace more time and space and make sense of a wider variety of human behavior than others. And some, undoubtedly, offer a less treacherous basis for collective action than others. I actually believe that historians’ truths, like those of scientists, evolve across the generations, so that versions of the past acceptable today are superior in scope, range, and accuracy to versions available in earlier times. But such evolution is slow, and observable only on an extended time scale, owing to the self-validating character of myth. Effective common action can rest on quite fantastic beliefs. Credo quia absurdum may even become a criterion for group membership, requiring initiates to surrender their critical faculties as a sign of full commitment to the common cause. Many sects have prospered on this principle and have served their members well for many generations while doing so.
But faiths, absurd or not, also face a long-run test of survival in a world where not everyone accepts any one set of beliefs and where human beings must interact with external objects and nonhuman forms of life, as well as with one another. Such “foreign relations” impose limits on what any group of people can safely believe and act on, since actions that fail to secure expected and desired results are always costly and often disastrous. Beliefs that mislead action are likely to be amended; too stubborn an adherence to a faith that encourages or demands hurtful behavior is likely to lead to the disintegration and disappearance of any group that refuses to learn from experience.
Thus one may, as an act of faith, believe that our historiographical myth making and myth breaking is bound to cumulate across time, propagating mythistories that fit experience better and allow human survival more often, sustaining in-groups in ways that are less destructive to themselves and to their neighbors than was once the case or is the case today. If so, ever-evolving mythistories will indeed become truer and more adequate to public life, emphasizing the really important aspects of human encounters and omitting irrelevant background noise more efficiently so that men and women will know how to act more wisely than is possible for us today.
This is not a groundless hope. Future historians are unlikely to leave out blacks and women from any future mythistory of the United States, and we are unlikely to exclude Asians, Africans, and Amerindians from any future mythistory of the world. One hundred years ago this was not so. T[ he scope and range of historiography has widened, and that change looks as irreversible to me as the widening of physics that occurred when Einstein’s equations proved capable of explaining phenomena that Newton’s could not.
It is far less clear whether in widening the range of our sensibilities and taking a broader range of phenomena into account we also see deeper into the reality we seek to understand. But we may. Anyone who reads historians of the sixteenth and seventeenth centuries and those of our own time will notice a new awareness of social process that we have attained. As one who shares that awareness, I find it impossible not to believe that it represents an advance on older notions that focused attention exclusively, or almost exclusively, on human intentions and individual actions, subject only to God or to a no less inscrutable Fortune, while leaving out the social and material context within which individual actions took place simply because that context was assumed to be uniform and unchanging.
Still, what seems wise and true to me seems irrelevant obfuscation to others. Only time can settle the issue, presumably by outmoding my ideas and my critics’ as well. Unalterable and eternal Truth remains like the Kingdom of Heaven, an eschatological hope. Mythistory is what we actually have—a useful instrument for piloting human groups in their encounters with one another and with the natural environment.
To be a truth-seeking mythographer is therefore a high and serious calling, for what a group of people knows and believes about the past channels expectations and affects the decisions on which their lives, their fortunes, and their sacred honor all depend. Formal written histories are not the only shapers of a people’s notions about the past; but they are sporadically powerful, since even the most abstract and academic historiographical ideas do trickle down to the level of the commonplace, if they fit both what a people want to hear and what a people need to know well enough to be useful.
As members of society and sharers in the historical process, historians can only expect to be heard if they say what the people around them want to hear—in some degree. They can only be useful if they also tell the people some things they are reluctant to hear—in some degree. Piloting between this Scylla and Charybdis is the art of the serious historian, helping the group he or she addresses and celebrates to survive and prosper in a treacherous and changing world by knowing more about itself and others.
Academic historians have pursued that art with extraordinary energy and considerable success during the past century. May our heirs and successors persevere and do even better!
William H. McNeill was born in Canada in 1917, received his PhD from Cornell University in 1947, and currently serves as Robert A. Millikan Distinguished Service Professor of History at the University of Chicago. He has written more than twenty books, of which the most important is The Rise of the West: A History of the Human Community (Chicago, 1963). His other works include Venice: The Hinge of Europe, 1097-1797 (Chicago, 1974); Plagues and Peoples (Garden City, NY, 1976); The Metamorphosis of Greece since 1945 (Chicago, 1978); The Human Condition: Art Historical and Ecological View (Princeton, 1980); Pursuit of Power: Technology, Armed Forces and Society since 1000 A.D. (Chicago, 1982); and Mythistory and Other Essays (Chicago, 1986). In addition to serving as 1985 president of the American Historical Association, he was vice chairman of the Christopher Columbus Quincentenary Jubilee Commission.